All MPEP Chapters

Chapter 1100

Statutory Invention Registration (SIR); Pre-Grant Publication (PGPub) and Preissuance Submissions

Chapter 1100 covers pre-grant publication of patent applications. Most utility applications publish 18 months from earliest priority date. Key rule: if applicant files a nonpublication request then later files abroad, must notify USPTO within 45 days or application will be abandoned.


Core Concepts

18-Month Publication — 35 USC 122(b) / MPEP 1120 Most nonprovisional utility applications publish automatically at 18 months from earliest effective filing date (including claimed priority dates). Design applications do NOT publish. Applications subject to secrecy orders do NOT publish. International applications entering national stage already published by WIPO.

Nonpublication Request — MPEP 1122 Applicant may request no publication if application will NOT be filed in any foreign country requiring 18-month publication. Must be filed at time of application filing. If applicant later files abroad, must notify USPTO within 45 days of foreign filing or application is ABANDONED — no cure, no extension.

Rescission of Nonpublication Request — MPEP 1123 Applicant may rescind nonpublication request at any time before publication. Once rescinded, cannot re-file nonpublication request. Publication will then occur at 18 months from priority date or as soon as practicable.

Preissuance Submissions — 35 USC 122(e) / MPEP 1134.01 Third parties may submit patents, published patent applications, or other printed publications of potential relevance to examination. Patent owner statements from other proceedings are also separately permitted. Must be submitted before the earlier of: (1) notice of allowance, OR (2) later of 6 months after publication or date of first rejection. Must include concise description of relevance. No fee if 3 or fewer documents.

Effect of Publication — MPEP 1128 Published application becomes prior art as of its filing date under 35 USC 102(a)(2). Applicant may be entitled to provisional rights (reasonable royalty) from publication date if patent later issues with substantially identical claims.


Key Rules

1.Applications publish at 18 months from earliest priority date — automatic, no action needed
2.Design applications do NOT publish under 18-month publication rule
3.Nonpublication request: must file at application filing, only if no foreign filing planned
4.Foreign filing after nonpublication request: notify USPTO within 45 days or application ABANDONED
5.45-day notification deadline is NOT extendable
6.Published application = prior art as of filing date under 102(a)(2)
7.Preissuance submissions: patents, published apps, printed publications only — not general "other information"
8.Preissuance submission deadline: before allowance OR later of 6 months after publication/first rejection

EXAM TIP

The 45-day notification rule is the highest-yield rule in Ch. 1100. If applicant files nonpublication request and then files abroad, failure to notify USPTO within 45 days = abandonment with no remedy. No extension, no petition cure. This is a harsh trap with a firm deadline.


Common Traps

1.Missing the 45-day notification after foreign filing following nonpublication request — abandonment
2.Thinking design applications publish at 18 months — they do not
3.Submitting non-printed-publication material in preissuance submission — limited to patents, published apps, printed publications
4.Confusing preissuance submission deadline — before allowance OR later of 6 months after publication/first rejection
5.Assuming nonpublication request can be filed after initial filing — must be at filing
6.Thinking rescission of nonpublication request can be reversed — once rescinded, cannot re-file

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Sections

1101Request for Statutory Invention Registration (SIR)
1111SIR Publication and Effect
1120Eighteen-Month Publication of Patent Applications
High Yield
1121Content of a Patent Application Publication
1122Requests for Nonpublication
1123Rescission of a Nonpublication Request
1124Notice of Foreign Filing
1125Express Abandonment to Avoid Publication
1126Publication Fees
1127Notice of Publication
1128Availability of Published Applications
1129Request for Early Publication
1130Republication and Correction of Patent Application Publications
1132Requests for Redacted Publication
1133Voluntary Publication
1134Third Party Inquiries and Correspondence in a Published Application
1135PGPub Forms