All MPEP Chapters

Chapter 1400

Correction of Patents

Chapter 1400 covers correction of issued patents through certificates of correction, reissue applications, and disclaimers. Key rule: broadening reissue MUST be filed within 2 years of patent grant — absolute deadline with no exceptions.


Core Concepts

Certificate of Correction — 35 USC 255 / MPEP 1481 Corrects minor errors in issued patents. USPTO error: certificate issued without fee. Applicant error: certificate issued with fee. Cannot be used to add new matter or broaden claims. Used for typographical errors, incorrect drawings, minor claim corrections.

Reissue Application — 35 USC 251 / MPEP 1401 Used to correct defective issued patent — error must have arisen without deceptive intent. Can broaden OR narrow claims. Broadening reissue: MUST file within 2 years of patent grant — absolute, no exceptions. Narrowing reissue: can file anytime during patent term.

Recapture Rule — MPEP 1412.02 Cannot use reissue to reclaim subject matter deliberately surrendered during prosecution to overcome rejection. Partial recapture may be allowed if claims are materially narrowed relative to surrendered subject matter. Recapture is an absolute bar — most tested reissue concept.

Intervening Rights — 35 USC 252 / MPEP 1460 Third party who makes/uses/sells patented article between grant and reissue has intervening rights. Absolute intervening rights: acts completed before reissue date protected. Equitable intervening rights: court discretion for ongoing activities. Critical rule: amended or new claims in reissue do not affect intervening rights for pre-reissue activity.

Disclaimer — 35 USC 253 / MPEP 1490 Statutory disclaimer: applicant dedicates entire patent or specific claims to public. Terminal disclaimer: limits patent term — used to overcome ODP. Filed with fee. Irrevocable once accepted.

Reexamination — MPEP 2209/2611 Ex parte reexamination: any person can request, based on patents or printed publications only. Inter partes reexamination: replaced by IPR under AIA for most purposes. Substantial new question of patentability (SNQ) required to order reexamination.


Key Rules

1.Broadening reissue: must file within 2 years of patent grant — NO exceptions
2.Narrowing reissue: can file anytime during patent term
3.Recapture rule: cannot reissue to reclaim deliberately surrendered subject matter
4.Certificate of correction: minor errors only — cannot add new matter or broaden claims
5.Intervening rights: protect pre-reissue activities from amended/new reissue claims
6.Reexamination: based on patents and printed publications only — not other prior art
7.SNQ required to order ex parte reexamination

EXAM TIP

Two most tested concepts: (1) Broadening reissue 2-year absolute deadline — no petition, no extension, no exceptions. (2) Recapture rule — deliberately surrendered subject matter cannot be reclaimed through reissue, even if within 2 years. Both are absolute rules.


Common Traps

1.Thinking broadening reissue deadline can be extended — it cannot, 2 years is absolute
2.Missing recapture bar when subject matter was surrendered to overcome rejection
3.Confusing certificate of correction (minor errors) with reissue (substantive corrections)
4.Forgetting intervening rights protect pre-reissue activities on amended claims
5.Thinking reexamination can be based on any prior art — only patents and printed publications

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Sections

1400.01Introduction
1401Reissue
High Yield
1402Grounds for Filing
High Yield
1403Diligence in Filing
1404Submission of Papers Where Reissue Patent Is in Litigation
1405Reissue and Patent Term
1406Citation and Consideration of References Cited in Original Patent
1410Content of Reissue Application
High Yield
1411Form of Specification
High Yield
1412Content of Claims
1413Drawings
High Yield
1414Content of Reissue Oath/Declaration
High Yield
1415Reissue Application and Issue Fees
High Yield
1416No Physical Surrender of Original Patent
1417Claim for Priority Under 35 U.S.C. 119(a)-(d)
1418Notification of Prior/Concurrent Proceedings and Decisions Thereon, and of Information Known To Be Material to Patentability
1430Reissue Files Open to the Public and, Notice of Filing Reissue Announced in, Official Gazette
1440Examination of Reissue Application
1441Two-Month Delay Period
High Yield
1442Special Status
1443Initial Examiner Review
1444Review of Reissue Oath/Declaration
1445Reissue Application Examined in Same Manner as Original Application
1448Fraud, Inequitable Conduct, or Duty of Disclosure Issues
1449Protest Filed in Reissue Where Patent Is in Interference or Contested Case
1450Restriction and Election of Species Made in Reissue Application
1451Divisional Reissue Applications; Continuation Reissue Applications Where the Parent is Pending
High Yield
1452Request for Continued Examination of Reissue Application
1453Amendments to Reissue Applications
High Yield
1454Appeal Brief
1455Allowance and Issue
1456Reissue Review
1457Design Reissue Applications and Patents
1460Effect of Reissue
High Yield
1470Public Access to Reissue Applications
1480Certificates of Correction — Office Mistake
High Yield
1481Certificates of Correction - Applicant’s Mistake
High Yield
1485Handling of Request for Certificates of Correction
1490Disclaimers
High Yield